Our Corporate Policy
Your privacy is important to us. At 412(i) Plans, Inc., we understand that the information you provide to us or we collect about you is private.

This privacy policy is provided to you so that you will understand what 412(i) Plans, Inc. does with the personal information you provide to us and the measures we take to protect your privacy.

Who has access to customer information?
The information that you provide to us is used for 412(i) Plans, Inc. purposes only. 412(i) Plans, Inc. employees and independent agents have access to your information, and are authorized to review it only for the purposes of carrying out their official duties and responsibilities. 412(i) Plans, Inc. employees and independent agents are required to keep customer information confidential.

Why does 412(i) Plans, Inc. collect and maintain information?
As a regulated insurance agency, 412(i) Plans, Inc. is required by state laws and regulations to collect and maintain certain information about its customers. The information we collect also enables us to provide you with services and products that meet your individual needs and to provide you with the high level of customer care that you have come to expect from 412(i) Plans, Inc.

What type of information does 412(i) Plans, Inc. collect and maintain?
412(i) Plans, Inc. collects and maintains various types of information about its customers. The types of information we collect and maintain about you may include:

• Information that you submit to us, such as your name, address, telephone number, and Social Security Number.
• Information about your transactions with 412(i) Plans, Inc., such as payment history and account balance.
• Information from non-affiliated third parties about your medical, employment and income history; your assets and liabilities; and your driving record.
• Information from consumer reporting agencies about your credit history.
• Information about you that may be derived from your visits to 412(i) Plans, Inc.’s website.

Does 412(i) Plans, Inc. disclose customer information to, or share customer information with, outsiders?
412(i) Plans, Inc. does not disclose any non-public personal financial or any non-public personal medical information about our customers or former customers to anyone, except as permitted or required by law.

It is 412(i) Plans, Inc.’s current policy not to disclose customer information to, or share customer information with, other businesses for marketing purposes. If this policy should change, 412(i) Plans, Inc. will notify you by mail, and you will be given an opportunity to request that your information not be disclosed to, or shared with, other businesses for marketing purposes.

Securities offered through Ogilvie Security Advisors Corp.
71 South Wacker, Suite 3025, Chicago, IL 60606
Tel: 312.335.5476
Member FINRA www.finra.org / SIPC www.sipc.org
Ogilvie Security Advisors Corp and 412i Plans, Inc. are independently owned and operated.

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